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CIRO SANCTIONS FORMER SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) REP FROM ABBOTSFORD, BC

CIRO sanctioned Alvinder Gill (Gill), a former dealing representative with Sun Life Financial Investment Services (Canada) Inc. from Abbotsford, British Columbia. CIRO found that Gill misappropriated...

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CIRO
CIRO RULE CONSOLIDATION PROJECT - PHASE 3
April 19, 2024

The Canadian Investment Regulatory Organization (CIRO) is publishing for comment Phase 3 of its Rule Consolidation Project rule p...

CSA
CANADIAN SECURITIES REGULATORS PUBLISH NEXT STEPS TO FACILITATE ACCESS TO REAL-TIME MARKET DATA
April 19, 2024

The Canadian Securities Administrators (CSA) published Staff Notice 21-334 Next Steps to Facilitate Access to Real-Time Market Da...

IIAC
IIAC"S COMMENTS ON PROPOSED AMENDMENTS TO NI-81-102 - INVESTMENT FUNDS PERTAINING TO CRYPTO-ASSETS
April 19, 2024

Click on the link to read the IIAC’s response to the Canadian Securities Administrators’ proposed amendments to NI 81-102: Public...

Investment Executive
CIFP SUES FP CANADA FOR AGREEMENT BREACH, TRADE LIBEL
April 19, 2024

The Canadian Institute of Financial Planning (CIFP) is suing FP Canada for $1.2 million, alleging breach of agreement, depreciati...

CSA
CANADIAN SECURITIES REGULATORS PROVIDE UPDATE ON INTERIM APPROACH TO VALUE-REFERENCED CRYPTO ASSETS
April 18, 2024

The Canadian Securities Administrators (CSA) is providing an update to crypto asset trading platforms (CTPs) on the implementatio...

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