search

FCA LOOKS FOR MEMBERS FOR ITS ADVISORY COMMITTEE ON SECONDARY MARKETS

The Financial Conduct Authority (FCA) is looking for expressions of interest from market participants to join its advisory committee. The committee was established in 2022 and they are renewing the m...

Continue reading...

Investment Executive
COURT CERTIFIES CRYPTO CLASS ACTION AGAINST BINANCE
April 23, 2024

Ontario’s Superior Court of Justice has certified a class action against crypto trading platform Binance Holdings Ltd. The action...

CIRO
CIRO MEMBER RESIGNATION - HSBC INVESTMENT FUNDS (CANADA) INC. (HIFC)
April 22, 2024

HSBC Investment Funds (Canada) Inc. (HIFC) has resigned from membership from the Canadian Investment Regulatory Organization. The...

CIRO
CIRO MEMBER RESIGNATION - HSBC SECURITIES (CANADA) INC. (HSCI)
April 22, 2024

HSBC Securities (Canada) Inc. (HSCI) has resigned from membership from the Canadian Investment Regulatory Organization. The resig...

OSC
OSC PUBLISHES FINAL FEE CHANGES FOR RESTRICTED DEALERS
April 22, 2024

The Ontario Securities Commission (OSC) announced the publication of final amendments to its fee rules for restricted dealers, or...

BCSC
BCSC ALLEGES THAT VANCOUVER RESIDENT FAILED TO COMPLY WITH SUMMONS AND DEMAND
April 22, 2024

The B.C. Securities Commission (BCSC) is alleging that a Vancouver resident failed to attend an interview and produce records as ...

More from the news archive ⇨
Thursday, May 02, 2024
IIAC MARKET DATA FORUM
Thursday, May 09, 2024
IIAC OPERATIONS DAY
Tuesday, May 14, 2024
2024 FINRA ANNUAL CONFERENCE