IIAC eNewsletter - November 25, 2019


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Monday, November 25, 2019

IIAC RESPONDS TO OSC REPORT REDUCING REGULATORY BURDEN IN ONTARIO’S CAPITAL MARKETS

IIAC SECURITIES INDUSTRY & CAPITAL MARKETS CHARTBOOK 2009 - 2018

JOIN US - CYBERSECURITY, 5 QUICK WINS WEBINAR

REMARKS TO THE ASIA SECURITIES FORUM

NOVEMBER 3-5, 2019

Croesus Finnovation: A Summit for the Wealth Management Industry

November 28, 2019 | Toronto

Why Participate? Volatility is on the rise. Regulations are increasing. Technology is changing. Clients demand more. You need to deliver. This event will provide the techniques and strategies you need to thrive in this demanding market context. From best practices, to portfolio management trends to targeted training sessions this conference will deliver the vision you need to be prepared for the industry’s future. Thursday, November 28 at the Delta Hotel Toronto.

Toronto Refinitiv Summit: The Role of Data and Technology in Financial Services

December 2, 2019 | Toronto

Join over 400 senior investment, risk and compliance professionals at the 2019 Toronto Refinitiv Summit, where government and industry experts, including the Ontario Securities Commission (OSC), the U.S. Securities and Exchange Commission (SEC), the Investment Industry Regulatory Organization of Canada (IIROC) and the Investment Industry Association of Canada (IIAC), will discuss the latest market trends, technology innovations and regulatory developments shaping the financial sector in Canada. December 2 at the Ritz-Carlton Hotel, Toronto.

Investment Executive OBSI-IIROC info sharing worries IIAC

Advisor’s Edge IIAC concerned about communication between ombudservice, regulator

Other News

Financial Post

Ontario Securities Commission rules reform to save companies $8 million a year — and that’s just the beginning

Investment Executive

OSC greenlights Bitcoin fund

Wealth Professional

Global ETF assets hit $6 trillion

IIAC Partner Spotlight:

CanDeal Solutions

Cybersecurity Awareness Training: Special offers for IIAC member firms. With security threats more nimble, agile and innovative than ever before, it is critical to keep staff vigilant and one step ahead. Leverage hundreds of security training modules to keep your staff up-to-date against invasion and equipped with the savvy to keep security threats at bay. Other cyber-related services available for IIAC members include Consulting, eThreat Intelligence, Penetration Testing and Vulnerability Scan, and Phishing Campaigns.

LEARN MORE

IIAC Affiliate Spotlight:

Baynes & White

IIAC Member Firms can harness the power of full-scale employee and workplace Employee and Family Assistance Program (EFAP) solutions offered by Homewood Health through Baynes & White.

LEARN MORE

IIAC’s Industry Job Board:

To post a job to the IIAC’s Investment Industry Job Board, email the job description, as a Word attachment or PDF, to info@iiac.ca. Posting on our Job Board is a complimentary service provided to IIAC members. You will be notified by email once the job is posted.

VIEW POSTINGS

Investment Industry Association of Canada

100 Wellington St. West - Suite 1910
Toronto, ON M5K1H6 - Canada
Telephone: 416-364-2754

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