April 21, 2020 | Toronto
A full-day event of perspectives on topical issues impacting compliance and operations professionals within Canada’s securities industry. Discussions will include: data privacy; Client Focused Reforms; RegTech – digitization and onboarding; online hubs/funnels – electronically connecting manufacturers, distributors and intermediaries; Environmental, Social and Governance issues and their impact on risk ratings of securities and suitability; changes to the Canada Deposit Insurance Framework; and SRO consolidation.
Agenda coming soon.
CE CREDITS PENDING APPROVAL
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