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MONDAY, FEBRUARY 24, 2020

CYBER BREACH NOTIFICATION & COMMUNICATIONS WEBINAR

February 26, 2020

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IIAC COMMENTS ON CDS PROPOSED CHANGE TO ELIMINATE FEE REBATES AND NETWORK CONNECTIVITY FEES
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IIAC COMMENTS ON IIROC PROPOSED DERIVATIVES RULE MODERNIZATION
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IIAC PAPER: OPPORTUNITIES IN THE CANADIAN GREEN BOND MARKET V4.0
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IIAC Anti-Money Laundering and Financial Crimes Conference

March 4, 2020 | Toronto

Join us at the IIAC’s Anti-Money Laundering and Financial Crimes Conference where Canada’s leading experts from the industry, regulatory, technology, legal, consulting and law enforcement sectors share invaluable insights and best practices related to complying with the new AML regulations. Learn about the latest developments and trends in these high-profile and continually changing areas. Featuring keynote speaker Superintendent Pete Payne, Director Financial Crime, RCMP.

Click here for more information.

CE CREDITS PENDING APPROVAL

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IIAC Compliance and Operations Symposium

April 21, 2020 | Toronto

A full-day event of perspectives on topical issues impacting compliance and operations professionals within Canada’s securities industry. Discussions will include: data privacy; Client Focused Reforms; RegTech – digitization and onboarding; online hubs/funnels – electronically connecting manufacturers, distributors and intermediaries; Environmental, Social and Governance issues and their impact on risk ratings of securities and suitability; changes to the Canada Deposit Insurance Framework; and SRO consolidation.

Agenda coming soon.

CE CREDITS PENDING APPROVAL

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Exchange Traded Funds (ETF) 1st Annual Symposium
Presented by Cercle finance du Québec (the conference will be in French)

May 19, 2020 | Montreal

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Other News


Advisor’s Edge

DSC ban coming in 2022 as OSC proposes restrictions

Investment Executive

CSA should review SROs from scratch, investor advocates say

Investment Executive

Investors continue shift to passive: Moody’s

IIAC Partner Spotlight:
eServus

eServus has partnered with the Investment Industry Association of Canada to offer IIAC member firms and their staff the best in Concierge Services. You work hard; we make it easy to play also. Enjoy savings on theatre, sports, attractions, hotels, car rentals and more! Need access to hard-to-get concert and playoff tickets? eServus has those too! To find out if you are located in an eServus member building, visit www.eservus.com; if your building is not there, write us at request@eservus.com and we’ll work to bring the property into our program so you can enjoy savings.

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IIAC Affiliate Spotlight:
Freedom

Freedom is one of Canada’s leading, full-service Inter-Dealer Brokers. It provides integrated voice and electronic brokerage services to wholesale capital market participants in Canada and globally. Its products include Canadian government and corporate bonds, foreign exchange, derivatives and money market products. Its clients include all the major Canadian and International Banks and Investment Dealers, as well as other approved institutional investors in Canada and worldwide.

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IIAC’s Industry Job Board:

To post a job to the IIAC’s Investment Industry Job Board, email the job description, as a Word attachment or PDF, to info@iiac.ca. Posting on our Job Board is a complimentary service provided to IIAC members. You will be notified by email once the job is posted.

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Investment Industry Association of Canada

100 Wellington St. West - Suite 1910
Toronto, ON M5K1H6 - Canada
Telephone: 416-364-2754


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