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MONDAY, MARCH 9, 2020

IIAC FORMS VULNERABLE CLIENTS WORKING GROUP

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2020 IIAC ANTI-MONEY LAUNDERING AND FINANCIAL CRIMES CONFERENCE
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IIAC Compliance and Operations Symposium

April 21, 2020 | Toronto

A full-day event of perspectives on topical issues impacting compliance and operations professionals within Canada’s securities industry. Discussions will include: data privacy; Client Focused Reforms; RegTech – digitization and onboarding; online hubs/funnels – electronically connecting manufacturers, distributors and intermediaries; Environmental, Social and Governance issues and their impact on risk ratings of securities and suitability; changes to the Canada Deposit Insurance Framework; and SRO consolidation.

Agenda coming soon.

CE CREDITS PENDING APPROVAL

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Exchange Traded Funds (ETF) 1st Annual Symposium

Presented by Cercle finance du Québec (the conference will be in French)

May 19, 2020 | Montreal

REGISTER HERE

National Post John Ivison: Expanding capital gains tax would be very short-sighted approach to fighting federal deficit

The Globe and Mail Former Gluskin Sheff executive Peter Mann named co-CEO of Grayhawk as company plans national expansion

Investment Executive Ontario budget set for March 25

Advisor’s Edge Ontario to focus on deficit in March 25 budget

Investment Executive CSA recruits firms to fight elder fraud

Advisor’s Edge CSA proposes new rules to help firms tackle elder fraud

Investment Executive Reg task force has work cut out for it

Other News


Investment Executive

OSC and CSA disagree on deferred sales charges

Advisor’s Edge

CSA harmonizes approach to early prospectus reviews

The Globe and Mail

Panic buying spurs race to negative North American bond yields

IIAC Partner Spotlight:
QuoteMedia

The IIAC and QuoteMedia have partnered to provide IIAC members with exclusive pricing on Quotestream Professional with Canadian consolidated quotes, US market data, market depth/level 2, net house, news, charts, research and more. Your IIAC membership provides a 10% to 20% discount compared to non-member pricing.

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IIAC Affiliate Spotlight:
Federated Hermes, Inc.

Our investment solutions span 135 equity, fixed-income, alternative/private markets, multi-asset and liquidity management strategies and a range of separately managed account strategies. Providing world-class active investment management and engagement services to more than 11,000 institutions and intermediaries, our clients include corporations, government entities, insurance companies, foundations and endowments, banks and broker/dealers.

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IIAC’s Industry Job Board:

To post a job to the IIAC’s Investment Industry Job Board, email the job description, as a Word attachment or PDF, to info@iiac.ca. Posting on our Job Board is a complimentary service provided to IIAC members. You will be notified by email once the job is posted.

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Investment Industry Association of Canada

100 Wellington St. West - Suite 1910
Toronto, ON M5K1H6 - Canada
Telephone: 416-364-2754


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