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MONDAY, APRIL 13, 2020

IIAC COVID-19 RESOURCE PAGE

We are here to help!

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IIROC ANSWERS YOUR QUESTIONS

COVID-19 FAQs

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COVID-19 RELATED EXEMPTIONS FROM IIROC RULES

Members must submit a written exemption application

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IMMEDIATE ATTENTION – TO ALL IIROC DEALER MEMBER CFO’S

Weekly Interim RAC Filings - Suspended

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FREQUENTLY ASKED QUESTIONS REGARDING FILING EXTENSION RELIEF GRANTED BY WAY OF A BLANKET ORDER IN RESPONSE TO COVID-19
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EMPLOYERS OF RESERVISTS – READY FOR CANADA
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REMOTE ACCESS CONSIDERATIONS: WHEN YOUR EMPLOYEES ARE WORKING FROM HOME

IIAC tip sheet

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IIAC PANDEMIC ONLINE BROKERAGE SURVEY

The results

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IIAC LETTER TO CSA RE: ELECTRONIC SIGNATURES AND DESIGNATIONS OF PLAN BENEFICIARIES
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IIAC LETTER TO TMX GROUP AND NEO EXCHANGE REGARDING FEE INCREASES
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CALL FOR 2020 INVESTMENT INDUSTRY HALL OF FAME NOMINATIONS
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IIAC Compliance and Operations Symposium – postponed to 2021

With regret, the IIAC will be postponing our annual Compliance and Operations Symposium given the current circumstances, and instead will be rescheduling the event for Spring 2021. We appreciate all who expressed an interest in participating, including our sponsors, and we look forward to engaging with you again soon. A full refund will be issued for those who registered.

The 2021 Compliance and Operations Symposium will be a full-day event of perspectives on topical issues impacting compliance and operations professionals within Canada’s securities industry.

Stay tuned for the announcement of our new event date.


Investment Executive IIAC Op-Ed: Ontario securities task force has opportunity to do more

Investment Executive  IIAC seeks fee hike deferrals

Advisor’s Edge  IIAC asks exchanges to delay fee increases

Other News


Investment Executive

Ontario, Quebec allow legal documents to be signed virtually

Investment Executive

Global regulators all-in on pandemic perils

Wealth Professional

Now is the time for investment banks to reinvent themselves

IIAC Partner Spotlight:
Johnson

As the COVID-19 situation evolves, Johnson Insurance wants you know that they are here for you. Have you been financially impacted by COVID-19? Need to manage your home and car insurance, or need 24/7 support for a home or car claim? Contact Johnson today.

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IIAC’s Industry Job Board:

To post a job to the IIAC’s Investment Industry Job Board, email the job description, as a Word attachment or PDF, to info@iiac.ca. Posting on our Job Board is a complimentary service provided to IIAC members. You will be notified by email once the job is posted.

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Investment Industry Association of Canada

100 Wellington St. West - Suite 1910
Toronto, ON M5K1H6 - Canada
Telephone: 416-364-2754


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