IIAC eNewsletter - May 4, 2020


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MONDAY, MAY 4, 2020

IIAC COVID-19 RESOURCE PAGE

We are here to help!

IIAC LETTER FROM THE PRESIDENT

What’s Next for Securities Regulators?

BALANCING EMPLOYEE PRIVACY AND SAFETY DURING THE COVID-19 OUTBREAK

Questions to Address When Implementing COVID-19 Privacy Policies

IIAC PANDEMIC SURVEY: BCP TECHNOLOGY USED BY MEMBER FIRMS

The Results

OSC TO HOST WEBINAR ON COVID-19 DISCLOSURE CONSIDERATIONS

May 6 | 2:00 pm EST

CDS ATON™ DEALER PRACTICES GUIDE

COVID-19 RELATED EXEMPTIONS FROM IIROC RULES – APPLICATIONS RECEIVED AND EXEMPTIONS GRANTED

CALL FOR 2020 INVESTMENT INDUSTRY HALL OF FAME NOMINATIONS

IIAC SEEKS NOMINATIONS FOR THE 2020 IIAC TOP UNDER 40 AWARD

Advisor’s Edge CRA updates guidance on agreements designed to thwart tax evasion

Investment Executive CRA publishes updated FATCA, CRS guidance

Securities Finance Monitor IIAC: functioning and liquidity in Canada’s fixed income markets during COVID-19

Advisor’s Edge IIAC calls for tax relief

Investment Executive IIAC seeks tax relief for investors

Investment Executive A position of exceptional strength

Finance et Investissement Les clients préoccupés par la liquidité du marché des titres à revenu fixe

Finance et Investissement Les courtiers en valeurs mobilières réfléchissent aux mesures post confinement

Finance et Investissement Ce que les conseillers doivent savoir sur l’accueil virtuel de nouveaux clients

Other News

Investment Executive

Brokerage Report Card 2020

Advisor’s Edge

Plunging stock markets impact Canada’s foreign assets

Advisor’s Edge

IIROC warns of risks with inverse and leveraged ETFs

IIAC’s Industry Job Board:

To post a job to the IIAC’s Investment Industry Job Board, email the job description, as a Word attachment or PDF, to info@iiac.ca. Posting on our Job Board is a complimentary service provided to IIAC members. You will be notified by email once the job is posted.

VIEW POSTINGS

Investment Industry Association of Canada

100 Wellington St. West - Suite 1910
Toronto, ON M5K1H6 - Canada
Telephone: 416-364-2754

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