INVESTMENT EXECUTIVE REGULATORS' REPORT CARD 2020
Take part in the survey
Investment Executive newspaper is currently conducting its confidential and anonymous annual research study of the performance of Canada’s key securities regulators, for its long-standing Regulators’ Report Card. Through surveying compliance-focused professionals, IE seeks to understand how well Canada’s regulators and self-regulatory organizations are serving the financial advice industry and whether they are adapting. All responses to this 10-to-15-minute survey are anonymous and greatly appreciated, and must be submitted by June 26.
Click here to access the survey.