INVESTMENT EXECUTIVE REGULATORS’ REPORT CARD 2020
Take part in the survey
This is a quick reminder that Investment Executive newspaper is currently conducting its confidential and anonymous annual research study of the performance of Canada’s key securities regulators for its long-standing Regulators’ Report Card. Through surveying compliance-focused professionals, and collecting their commentary in particular, IE is able to better understand how well Canada’s regulators and self-regulatory organizations are serving the financial advice industry. All responses to this 10-15 minute survey will be kept anonymous and are greatly appreciated. The deadline to complete the survey is June 26.
Thank you to all who have participated so far, and please consider helping IE complete its study if you have not yet.
Click here to access the survey.