Competency Profiles for Registered Representatives and Investment Representatives, Retail and Institutional

Join us for a complimentary virtual conference on Monday, November 16^th from 8 am to 12 pm ET, as leading transition bond market/ESG experts explore topics such as: ESG Frameworks and Green Bond Issuance, the Evolution of Standards and Guidelines for Transition Bonds, Global and Canadian Issuance Opportunities, the Evolution of ESG Issuers in Canadian and Global Markets, and the Intersection between Green and Transition Bond Taxonomy and CSA Work.

We’re excited to announce that multiple best-selling author, pioneering online commentator, and President of Mauldin Companies, John Mauldin will be our keynote speaker for the event. He will talk about Environmental, Social and Governance (ESG) factors and trends in industries and firms moving from brown to light green and eventually green.

Click here to view the agenda.

Thank you to our sponsors: National Bank Financial, CIBC Capital Markets, and CIBC Mellon.

The COVID-19 Pandemic has led to significant changes in the way firms operate. The large-scale movement to remote operations has presented new opportunities for cyber criminals to exploit gaps in IT infrastructure, processes and procedures. Join us for a discussion with John Bishop, Senior Cyber Security Advisor, Financial Sector Partnerships, Canadian Centre for Cybersecurity, and Kuno Tucker, Chief Compliance Officer, Paradigm Capital on how cybercriminals have adapted their tactics to the new environment, and how firms can best respond and protect themselves. John Bishop will also describe the services that the Cyber Centre provides that can assist investment dealers in increasing their cyber resilience.

Record number of companies at risk of losing investment-grade status

Investment approaches to continued uncertainty