IIAC COMMENTS ON IIROC CONSULTATION PAPER
Competency Profiles for Registered Representatives and Investment Representatives, Retail and Institutional
IIROC is currently in the process of developing and publishing competency profiles for all IIROC approval categories. The first phase of this project was the publication of competency profiles for its two largest categories of Registered Representative (RR) and Investment Representative (IR). The IIAC submitted a comment letter outlining some of its concerns with the competency profiles, including the extent of details set out in the Competency Frameworks that may be viewed as a checklist that all RRs must satisfy, in addition to some questions surrounding certain of the competencies and sub-competencies listed, requesting clarification and clarity in the drafting language.
Please contact Michelle Alexander should you have any questions.