Description
2.0 IIROC: Compliance 23-0182C
2.0 MFDA: Business Conduct: MFDA Activity Number 1000000990
2.0 Financial Services Regulatory Authority of Ontario: Life or Accident and Sickness
2.0 Insurance Council of British Columbia: Life or Accident and Sickness
2.0 Manitoba Insurance Council: Life or Accident and Sickness (38421)
2.0 Insurance Councils of Saskatchewan: Life or Accident and Sickness
2.0 CPA: Verifiable CPD
2.0 CFA: Standards, Ethics, Regulations
2.0 FP Canada: Practice Management
2.0 Advocis: Structured Learning
This might not be the most awaited sequel of the year but is an important one.
This course is for anyone that really needs to sink their teeth into the new Know Your Client (KYC), Know Your Product (KYP) and Suitability Determination sections of National Instruments (NI) 31-103: Registration Requirements, Exemptions and Ongoing Registrant Obligations.
Straight up. Technical. And completely built on the Companion Policy of Section 13.
#ClientFocusedReforms
Important to note:
The accreditations with accompanying ID numbers have been approved and issued by the regulatory organization. The accreditations without ID numbers are additional regulatory organization's continuing education (CE) credit(s) that Learnedly believes the course satisfies.
This CE activity has been approved by FP Canada as meeting the minimum requirements for CE Approval as outlined within the FP Canada Continuing Education Guidelines. The views and opinions expressed in this presentation are those of the presenter / content author and do not necessarily reflect the views of FP Canada.
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CE Credits : 2
MFDA CE Activity Cod... : 1000005003
IIROC : 2.0 IIROC: Compliance 23-0182C
MFDA : 2.0 MFDA: Business Conduct 1000005003
FSRA : 2.0 Financial Services Regulatory Author...
ICBC : 2.0 Insurance Council of British Columbi...
ICS : 2.0 Insurance Councils of Saskatchewan: ...
ICM : 2.0 Insurance Council of Manitoba: Life ...
CFP / QAFP : 2.0 FP Canada: Practice Management
CIM / PFP : 2.0 CIM/PFP Compliance
CFA : 2.0 CFA: Standards, Ethics, Regulations
CPA : 2.0 CPA: Verifiable Ethics CPD
Advocis : 2.0 Advocis: Structured Learning
Law Society of ON : 2.0 Law Society of Ontario Substantive H...