JOIN US MARCH 31 FOR THE IIAC ENFORCEMENT TRENDS BREAKFAST: INSIGHTS FROM THE REGULATORS
Join Jeff Kehoe, Enforcement Director, OSC; Charles Corlett, Vice President, Enforcement, IIROC; and Charles Toth, Vice President, Enforcement, MFDA in an in-person, active and dynamic panel discussion moderated by Laura Paglia which will address what you would like to know about issues such as:
François Lanthier, Senior Director of Investigations, at the AMF will participate remotely.
Introduction and closing remarks by Diane Tom, Vice-President, Regulatory Strategy and Business Development, Broadridge Financial Solutions, Inc.
This is a useful and informative discussion. Questions from attendees are very welcome.
Location: Vantage Venues Conference Centre, 150 King St. West, 27th Floor, Toronto | 7:30 am – 10:00 am ET.
Thank you to our Gold Level Sponsor, Broadridge Financial Solutions, Inc.
Click here to register.