PortfolioAid360: Centralized compliance management for trade supervision, portfolio suitability validation, issue tracking, and audit reporting. Built for supervisory staff and investment advisors, PortfolioAid360 provides collaborative tools and insight to all compliance stakeholders.
Insight360: Improve the client experience by enabling advisors to construct, analyze, and re-balance portfolios with assurances that KYC risk profiles, concentration/liquidity thresholds, and product suitability are being observed. Mitigate correcting trades and supervisory intervention.
Inform360: Built to satisfy regulatory pre-trade disclosure rules, Inform360 allows advisors to electronically deliver Fund Facts documents to clients and show evidence of doing so.
KYP Monitor: Per new CFR regulations, KYP Monitor alerts IIROC dealers and advisors when there are significant changes to the structure, features, risks, and initial / on-going costs of the securities they purchase, sell, or recommend to investors.
KYP Compare: Per new CFR regulations, KYP Compare enables advisors to easily perform effective product peer comparisons for multiple product types including mutual/seg funds, ETFs, equities, and fixed income - and show evidence of doing so.
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